Securities Fraud Litigation

Our Firm’s attorneys have extensive experience in representing clients in litigation and arbitration arising out of federal and state securities laws.  Our lawyers have brought and defended claims in a wide variety of securities matters, including:

• False and misleading statements or omissions of material facts in public and private securities offerings
• Ponzi schemes
• Investment adviser and broker/dealer fraud
• Insider trading
• Market manipulation
• Late trading/market timing
• Fraudulent accounting practices and misleading public disclosures

Our lawyers represent clients in federal and state court proceedings, and in administrative proceedings brought by the Securities and Exchange Commission, the Texas State Securities Board and other state regulatory agencies, the Financial Industry Regulatory Authority, the New York Stock Exchange and other securities, futures and options exchanges.  We also represent clients in parallel proceedings initiated by the Department of Justice.